In the global market place, financial institutions are falling victims to illegal money laundering that has become not only a significant problem but has caused great concern amongst international and domestic communities. This has resulted in the passage of strict laws and penalties worldwide. Many nations have begun implementing strong anti-money laundering (AML) laws that are applicable to not only financial institutions but also to securities/currency broker-dealers and introducing brokers. Globex Trade has taken reasonable measures to adopt a "Know Your Customer” (KYC) policy to obtain and maintain essential facts, relative to each of its customers.

This information is obtained through the following means:

- Customer Account Application Form
- Governmental Photo Identification (e.g., driver's license, passport, national identity card)
- Proof of Residence (POR e.g, utility bill)
- Banker Verification
- Individual References

The information obtained is kept strictly confidential and is used only for the intended purpose. Therefore, being engaged in providing access to international financial institutions, it is incumbent upon Globex Trade to join with the international community to assure that its services are not the tool of terrorists, drug-dealers etc.

It is also the policy of Globex Trade, to protect and not divulge the personal information of any legitimate customer and to ascertain the identity of each of its customers so that its accounts are not misused for international terrorism or illegal money laundering activities.